Sherree A. Richards is the Director of Compliance and Billing at Allegheny Financial Group where she provides direct support to the Chief Compliance Officer. Sherree is responsible for developing, maintaining, and revising policies and procedures, along with monitoring and conducting reviews of the current compliance program to ensure compliance with regulations. She also coordinates regulatory examinations and inquiries.
Additionally, Sherree provides oversight of the Centralized Billing process, where she is responsible for coordinating the creation and proper application of billing policies, timely preparation of invoices, and collection of advisory fees.
Director of Compliance and Billing
02Operations Professional, Series 99
03Pennsylvania Life & Health Insurance License
01Compliance Officer with Allegheny Financial Group and Allegheny Investments, 2007-2020
02Insurance Specialist with Allegheny Financial Group, 2004-2007
03Insurance Agency Specialist with State Farm Insurance, 2000-2004
04Insurance Agency Specialist and Catastrophe Claim Specialist with Allstate, 1996-2000
01President, Greater Pittsburgh Compliance Roundtable, January 2015—December 2017