Sherree A. Richards is the Director of Compliance and Billing at Allegheny Financial Group where she provides direct support to the Chief Compliance Officer. Sherree is responsible for developing, maintaining, and revising policies and procedures, along with monitoring and conducting reviews of the current compliance program to ensure compliance with regulations. She also coordinates regulatory examinations and inquiries.
Additionally, Sherree provides oversight of the Centralized Billing process, where she is responsible for coordinating the creation and proper application of billing policies, timely preparation of invoices, and collection of advisory fees.
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Westminster College02
Operations Professional, Series 9903
Pennsylvania Life & Health Insurance License01
Compliance Officer with Allegheny Financial Group and Allegheny Investments, 2007-202002
Insurance Specialist with Allegheny Financial Group, 2004-200703
Insurance Agency Specialist with State Farm Insurance, 2000-200404
Insurance Agency Specialist and Catastrophe Claim Specialist with Allstate, 1996-200001
President, Greater Pittsburgh Compliance Roundtable, January 2015—December 2017